Money and Finance

Raising Capital Under Regulation A

Raising private capital is an activity that many entrepreneurs and companies contemplate at least once as they grow their business. I In the United States, raising capital is a highly regulated activity. Generally, a company needs to register its securities in order...

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Pros and Cons of BrokerCheck

You may have seen the ads … the you-wouldn’t-do-[anything]-without-checking-online-first ads promoting BrokerCheck. BrokerCheck is the Financial Industry Regulatory Authority’s online tool to help investors protect themselves by being informed in advance about their...

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